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BrokerDealer

Prometheum Eyes Tokenization Boom With Broker-Dealer Acquisition, SEC-Registered Transfer Agent

Prometheum, the controversial digital asset securities firm, is aiming to achieve a jumpstart in the lucrative tokenization boom, acquiring a broker-dealer and launching a...

Ripple Acquisition Target Hidden Road Gains U.S. Broker-Dealer License by FINRA

Hidden Road, the prime brokerage firm that's being acquired by Ripple, has obtained approval to operate as a U.S. broker-dealer from the Financial Industry...

UK-Based Crypto Exchange Archax Expands to U.S. Tokenized Asset Market With Broker-Dealer Acquisition

Archax, a U.K.-regulated crypto exchange and custodian focusing on tokenized assets, has acquired a U.S. broker-dealer in an effort to enter the booming institutional...

Judge Strikes Down SEC’s Expanded Broker-Dealer Rule, a Win for Crypto

The U.S. Securities and Exchange Commission (SEC) faced a legal setback as its controversial broker-dealer rule was overturned by a federal judge. The rule,...

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